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Prerequisites for learning from accident investigations - A cross-country comparison of national accident investigation boards

机译:从事故调查中学习的先决条件 - 国家事故调查委员会的跨国比较

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摘要

In this paper railway accident investigation reports issued by the national accident investigation boards in three Scandinavian countries during a 2-year period have been systematically studied. Content analysis of attributed causes in these reports reveals a considerable emphasis on physical processes, actor activities and equipment (the microlevel). Much less attention is paid to organisational factors (the mesolevel) and conditions related to regulators, associations and government (the macrolevel). This means that lessons will primarily be learned about aspects at the lower of these levels. Interviews show that the factors emphasised in investigation reports typically reflect the competences and experiences of the investigators, i.e. they are inclined to focus on areas of their own expertise. Since failures at the microlevel in many cases merely are symptoms of trouble at higher levels, it is argued that competence among investigators that supplements entirely technical or operational backgrounds are necessary for enabling deeper understanding of the factors leading to accidents. One possible way for achieving this is the creation of multi-modal investigation boards that provide a number of potential advantages, such as increased access to specialist competences that are shared between different sectors. Although a multi-modal approach to some degree has been adopted in all three countries, interviews reveal that these positive effects do not emerge automatically. It can therefore be concluded that multi-modal investigation boards offer a number of possible advantages, but only when these synergies are fully exploited can they provide a potential for more effective learning from accidents. (C) 2011 Elsevier Ltd. All rights reserved.
机译:本文系统地研究了斯堪的纳维亚三个国家的国家事故调查委员会在两年内发布的铁路事故调查报告。在这些报告中对归因的内容分析表明,对物理过程,参与者活动和设备(微观层面)的重视程度很高。对组织因素(中观水平)和与监管机构,协会和政府有关的条件(宏观水平)的关注较少。这意味着将主要学习这些级别中较低级别的方面。访谈表明,调查报告中强调的因素通常反映了调查人员的能力和经验,即他们倾向于专注于自己的专业知识领域。由于在许多情况下,微观层面的失败仅仅是更高层次上的麻烦的征兆,因此有人认为,研究人员之间的能力必须完全补充技术或操作背景,才能使人们更深入地了解导致事故的因素。实现这一目标的一种可能方法是创建具有多种潜在优势的多模式调查委员会,例如增加获得不同部门之间共享的专业能力的机会。尽管这三个国家都在某种程度上采用了一种多模式的方法,但访谈显示,这些积极影响不会自动出现。因此,可以得出结论,多模式调查委员会具有许多可能的优势,但是只有充分利用了这些协同作用,它们才有可能从事故中更有效地学习。 (C)2011 Elsevier Ltd.保留所有权利。

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